Module 02 / Practical workbook

Build the evidence chain

Use the fictional V-201 project. Do not enter confidential site, patient or client information.

Answers remain on this page only and are not stored. Print or save a PDF before closing. Device progress saving does not save workbook answers.

Training templates only. These are not approved GMP records. All real acceptance criteria, responsibilities and approvals require the applicable site process.

Project brief

V-201 is a jacketed vessel for aqueous oral-solution preparation before filling. Product-contact material records exist. Mixing range, transfer-hose cleaning evidence and alarm-response verification are unresolved. No real product specifications or operating limits are provided.

Download traceability worksheet (CSV) · Download risk worksheet (CSV) · Download fictional data (CSV)

Activity 1 · Plan before you qualify

Suggested working time: 15 minutes.

Write a three-sentence intended-use statement and identify three unknowns.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Example: vessel V-201 prepares a defined aqueous oral-solution product family before transfer to filling. It mixes within the established batch-volume range and interfaces with approved utilities and a controlled transfer path. Confirm viscosity range, cleaning strategy and required measurement performance with their owners.

Revisit Lesson 2.1

Activity 2 · Build a useful validation master plan

Suggested working time: 30 minutes.

Draft a one-page programme outline with scope, ownership, document hierarchy and three review triggers.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Include the project purpose, V-201 and its interfaces, engineering and quality responsibilities, links to requirements and protocols, deviation/change routes, status reporting and review after product change, significant modification or adverse performance.

Revisit Lesson 2.2

Activity 3 · System boundaries and responsibilities

Suggested working time: 15 minutes.

Draw four interfaces for V-201 and assign an owner and evidence reference to each.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Consider jacket utility supply, temperature measurement, incoming materials and transfer hose. Reference the relevant utility status, calibration evidence, material controls and cleaning verification. Flag missing evidence rather than assigning an assumed pass.

Revisit Lesson 2.3

Activity 4 · Write testable user requirements

Suggested working time: 25 minutes.

Rewrite “accurate sensor”, “easy to clean” and “secure records” into verifiable requirements with unresolved inputs marked.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Define the measured variable, intended range, justified tolerance and comparison method; define cleaning access and compatibility evidence; define authorized access, attributable records and retention/retrieval needs. Do not invent site limits.

Revisit Lesson 2.4

Activity 5 · Trace requirements into verification

Suggested working time: 30 minutes.

Create five requirement-to-evidence rows using the downloadable traceability worksheet.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Include materials, measurement, mixing range, cleaning and records. Give each an ID, design response, verification method, evidence reference, status and open action. Use pending where evidence is absent.

Revisit Lesson 2.5

Activity 6 · Ask a precise risk question

Suggested working time: 15 minutes.

Write a risk question for mixing and another for cleaning; identify one uncertainty in each.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Example: could incomplete drainage after cleaning retain residue that affects the next product? Clarify residue characteristics, equipment geometry and cleaning evidence. Mixing uncertainty may involve viscosity or batch-volume range.

Revisit Lesson 2.6

Activity 7 · Use FMEA without false precision

Suggested working time: 25 minutes.

Use the interactive score explorer. Compare 3×1×2 with 1×3×2 and explain why a single threshold is insufficient.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Both equal 6, but severity differs. Prioritize the full failure scenario and evidence; examine uncertainty and control effectiveness. Do not infer an official acceptance threshold from the exercise.

Revisit Lesson 2.7

Activity 8 · Turn risk controls into testable actions

Suggested working time: 15 minutes.

Write one control plan with an owner, verification method, completion evidence and review trigger.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

For loss of mixing, consider suitable design/operating controls, status detection and a defined product-impact response. Verify the signal, alarm and response assumptions; assess common-cause failures and document residual risk.

Revisit Lesson 2.8

Activity 9 · Read data before declaring success

Suggested working time: 10 minutes.

Calculate the mean and range, count results above 0.5 °C, and list four missing inputs before a real decision.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Mean 0.31 °C; range 0.50 °C; one value exceeds 0.5 °C. Missing inputs include justified acceptance criteria, reference/measurement uncertainty, operating conditions and representative study design.

Revisit Lesson 2.9

Activity 10 · Capstone: make a defensible handover decision

Suggested working time: 30 minutes.

Prepare a one-page handover decision with evidence, gaps, owners, actions and conditions for reconsideration.

Study the lesson notes and any worked example before drafting your response.

Model reasoning — compare after writing

Routine-use readiness is not demonstrated. Resolve the mixing-range basis, transfer-cleaning evidence and alarm-response verification with named functions and controlled records. Reassess risk/traceability and seek the applicable authorized decision. Do not invent signatures.

Revisit Lesson 2.10

Capstone self-review rubric

Score each dimension 0 (missing), 1 (partly supported), or 2 (clear and supported): intended-use scope; requirement quality; evidence traceability; risk/control rationale; decision and open actions. A maximum of 10 is a learning rubric, not a competency certification.

A decision that invents missing evidence or approves routine use despite unresolved critical gaps needs correction regardless of total score.